Equity Transactions
Guangzhou Rural Commercial Bank
US$1.19 bn H-share HK IPOSole Financial Advisor, Joint Global Coordinator, Joint Bookrunner & Joint Lead Manager
June 2017
Bank of Tianjin
US$990mm H-share HK IPOJoint Global Coordinator, Joint Bookrunner & Joint Lead Manager
March 2016
Bank of Qingdao
US$640mm H-share HK IPOJoint Global Coordinator, Joint Bookrunner & Joint Lead Manager
December 2015
China Logistics Property Holdings
US$460mm H-share HK IPOJoint Global Coordinator, Joint Bookrunner & Joint Lead Manager
July 2016
Joy Spreader Interactive Technology
US$202mm HK IPOJoint Bookrunner and Joint Lead manager
September 2020
Xinte Energy
US$190mm H-share HK IPOJoint Global Coordinator, Joint Bookrunner & Joint Lead Manager
December 2015
7Road Holdings
US$127mm HK IPOJoint Global Coordinator, Joint Bookrunner & Joint Lead Manager
July 2018

GF Securities
US$124mm Block TradePlacing Agent
February 2019
China Bright Culture Group
US$116mm H-share HK IPOSole Financial Advisor
Joint Global Coordinator & Joint Bookrunner
March 2020
Chunlai Education
US$79mm HK IPOJoint Global Coordinator, Joint Bookrunner & Joint Lead Manager
September 2018

China Logistics Property
US$33mm Private PlacementPlacing Agent
May 2018
Australian Top Education
US$30mm HK IPOJoint Global Coordinator, Joint Bookrunner & Joint Lead Manager
May 2018

Tongcheng Elong Holdings
US$21mm Block TradePlacing Agent
March 2019
Bond Transactions
China Huarong
US$1.5bn Perpetual Bond & US$1.1bn 3yr Senior Bond OfferingJoint Bookrunner & Joint Lead Manager
January 2017
Guangzhou Rural Commercial Bank
US$1.43bn 5.900% Preference SharesSole Financial Advisor, Sole Ratings Advisor, Joint Global Coordinator, Joint Bookrunner
Jun 2019
Xiaomi Corporation
US$1.2bn Senior Bond and Green Bond OfferingJoint Bookrunner & Joint Lead Manager
July 2021
CMBC Hong Kong Branch
US$400mm 3yr fixed rate note OfferingUS$600mm 5yr floating rate note Offering
Joint Bookrunner & Joint Lead Manager
March 2018
CMBC Hong Kong Branch
US$800mm Senior Bond OfferingsJoint Bookrunner & Joint Lead Manager
September 2017
SPDB Hong Kong Branch
US$750mm 3yr & 5yr floating-rate notes OfferingJoint Bookrunner & Joint Lead Manager
July 2017
Nanyang Commercial Bank
US$700m Tier 2 Capital OfferingJoint Bookrunner & Joint Lead Manager
November 2019
Xiaomi Corporation
US$600m 3.375% 10-Year Senior Bond OfferingJoint Bookrunner & Joint Lead Manager
April 2020
CMBC Hong Kong Branch
US$500m 3-year floating rate Senior NotesJoint Bookrunner and Joint Lead Manager
October 2020
Shanghai Pudong Development Bank Hong Kong Branch
US$500m 3Y Floating Rate Senior NotesJoint Bookrunner and Joint Lead Manager
July 2020
CMBC Hong Kong Branch
US$500mm 3yr Senior Bond OfferingJoint Bookrunner & Joint Lead Manager
April 2017
Tewoo Group
US$500mm 3yr & 5yr Senior Bond OfferingsJoint Bookrunner and Joint Lead Manager
March 2017
Zhongrong International Trust Co., Ltd.
US$500mm 6.95% 3yr Senior Bond OfferingJoint Bookrunner
June 2016
R&F Properties
US$460mm 5.75% 5yr Senior Bond OfferingJoint Bookrunner & Joint Lead Manager
January 2017
LVGEM (China) Real Estate Investment Company
US$450m Exchange Offer and 3yr Bond OfferingJoint Dealer Manager & Joint Global Coordinator
March 2020
Tahoe Group
USD$200mm 3yr USD Bond OfferingUSD$225mm 5yr USD Bond Offering
Joint Bookrunner & Joint Lead Manager
January 2018
Yuexiu REIT
US$400m 2.650% 5Y Senior Bond OfferingJoint Global Coordinator, Joint Bookrunner and Joint Lead Manager
January 2021
CDB Aviation
US$400m 3ML+125bps 3Y Floating Rate NotesJoint Bookrunner & Joint Lead Manager
November 2018
Sun Hung Kai & Co.
US$400mm 5yr Senior Bond OfferingJoint Global Coordinator, Joint Bookrunner & Joint Lead Manager
August 2017
Sun Hung Kai & Co.
US$361mm 4.75% 5yr liability management exercise and new international bond OfferingJoint Global Coordinator & Joint Bookrunner
May 2016
China Aoyuan Group
US$350m 5.5NC3 Senior Bond OfferingJoint Global Coordinator, Joint Bookrunner and Joint Lead Manager
September 2020
Sun Hung Kai & Co.
US$350m 5-Year Bond OfferingJoint Global Coordinator, Joint Bookrunner & Joint Lead Manager
November 2019
Regal Hotels
US$225mm Senior Perpetual Bond OfferingLead-left Global Coordinator, Bookrunner and Joint Lead Manager
April 2017
New World China Land
US$310m 5-year Fixed Rate Senior Green BondJoint Bookrunner & Joint Lead Manager
November 2018
Emperor International Holdings
US$200mm & HK$800mm 5yr Senior Bond OfferingJoint Global Coordinator, Joint Bookrunner and Joint Lead Manager
March 2017
Minmetals Land
US$300m 5Y Senior Sustainable Bond OfferingJoint Bookrunner & Joint Lead Manager
July 2021
Datang Group
US$300m 12.5% 364-Day Senior Bond Debut OfferingJoint Bookrunner & Joint Lead Manager
May 2021
Zhongtai International
US$300m 3Y Senior Bond OfferingJoint Bookrunner & Joint Lead Manager
August 2020
Central China Real Estate Limited
US$300mm 4nc2 year Senior Rate Bond OfferingJoint Bookrunner & Joint Lead Manager
August 2020
Far East Horizon Limited
US$300m 5Y Senior Bond OfferingJoint Bookrunner & Joint Lead Manager
February 2020
Central China Real Estate
US$300m 364-Day Senior Bond OfferingJoint Bookrunner & Joint Lead Manager
February 2020

Redsun Properties Group
US$300mm Senior Bond OfferingJoint Bookrunner & Joint Lead Manager
January 2020
Yida China
US$300mm 3yr Senior Bond OfferingLead-left Global Coordinator, Lead Bookrunner & Lead Manager
April 2017
Zhongtai International
USD$300mm 3yr USD Bond OfferingJoint Bookrunner & Joint Lead Manager
August 2017
China South City Holdings
US$300mm 3yr Senior Bond OfferingJoint Bookrunner & Joint Lead Manager
March 2017
Yango Holdings
US$300mm 3yr Senior Bond OfferingLead Joint Global Coordinator, Joint Bookrunner & Joint Lead Manager
March 2017
HNA Group (International)
US$300mm 6% 3yr Senior Bond OfferingJoint Lead Bookrunner & Joint Lead Manager
August 2016
Far East Consortium International
US$300mm 5yr Senior Unsecured NoteJoint Bookrunner & Joint Lead Manager
August 2016
HNA Group (International)
USD$300m 363-day USD Bond OfferingJoint Global Coordinator & Joint Bookrunner
November 2017
Emperor International
US$250m Exchange Offer and New IssueJoint Dealer Manager, Joint Global Coordinator, Joint Bookrunner and Joint Lead Manager
August 2020
Far East Consortium
US$250m Senior Guaranteed Perpetual Capital Notes OfferingJoint Bookrunner & Joint Lead Manager
September 2019
China Aoyuan Property
US$250mm 3yr Senior Bond OfferingJoint Bookrunner & Joint Lead Manager
January 2017
Yango Holdings
USD$250mm 3yr USD Bond OfferingJoint Global Coordinator & Joint Bookrunner
November 2017
China South City Holdings
USD$250mm 3yr USD Bond OfferingJoint Bookrunner & Joint Lead Manager
January 2018
China South City Holdings
USD$250mm 2.25yr Senior Bond OfferingJoint Bookrunner & Joint Lead Manager
May 2018
China Aoyuan Property
US$250mm 5yr Senior Bond OfferingJoint Global Coordinator, Joint Bookrunner & Joint Lead Manager
September 2017
AMTD International
US$200m and S$50m Dual-Currency Exchange Offer and Perpetual Bond IssuanceJoint Deal Manager & Joint Global Coordinator
May 2020
Ronshine China
US$225mm Re-tap 3yr Senior Bond OfferingJoint Global Coordinator, Joint Lead Manager & Joint Bookrunner
February 2017
Regal Hotels
US$350mm 3.875% 5yr Senior Bond OfferingJoint Global Coordinator & Joint Bookrunner
July 2016
LVGEM (China)
US$225mm 3yr Senior Bond OfferingJoint Global Coordinator, Joint Bookrunner, Joint Lead Manager
August 2017
Central China Real Estate
US$200mm Senior Bond OfferingJoint Bookrunner & Joint Lead Manager
September 2019
HNA Group (International)
US$200mm 6.25% 5yr Senior Bond OfferingJoint Global Coordinator, Joint Lead Bookrunner & Joint Lead Manager
September 2016
Oceanwide Holdings
US$200mm 363-day senior short-term notes OfferingJoint Bookrunner and Joint Lead Manager
July 2017
China Aoyuan Property
US$175mm 2yr Senior Bond OfferingJoint Bookrunner & Joint Lead Manager
July 2018
Ronshine China
US$175mm 3yr Senior Bond OfferingJoint Global Coordinator, Joint Lead Manager & Joint Bookrunner
December 2016
Xinyuan Real Estate
US$170m Senior Bond OfferingJoint Global Coordinator, Joint Bookrunner and Joint Lead Manager
January 2021
Yincheng International
US$165m 364-Day Senior Bond OfferingJoint Bookrunner and Joint Lead Manager
March 2021
Shandong Chenming Paper
US$163mm 3yr Senior Bond OfferingJoint Global Coordinator, Joint Bookrunner & Joint Lead Manager
August 2019
China Logistics Property Holdings
US$162mm Exchange Offer and Consent SolicitationJoint Deal Manager
September 2019
AMTD Group
US$150m 5.000% 3.5Y US$ BondUS$18m 5.000% 3Y US$ Bond
Joint Global Coordinator
February 2019
L.R. Capital Group
US$150mm 5% 3yr Senior Bond OfferingJoint Global Coordinator, Joint Bookrunner & Joint Lead Manager
December 2016
Fenghui Leasing
US$150mm 7.875% 3yr Senior Bond OfferingJoint Bookrunner & Joint Lead Manager
August 2016
DaFa Properties
US$120m Senior Bonds OfferingJoint Global Coordinator, Joint Bookrunner & Joint Lead Manager
November 2019
Hongkun Weiye Real Estate
US$110m 3NP2 Senior Fixed Rate Bond OfferingJoint Bookrunner & Joint Lead Manager
September 2019
AMTD Group
US$110mm 3yr Bond OfferingJoint Global Coordinator, Joint Bookrunner & Lead Manager
March 2016
Maoye International
US$100m tap of 13.250% 2020 BondJoint Bookrunner & Joint Lead Manager
October 2018
China Logistics Property Holdings
USD$100mm 362-day USD Bond OfferingJoint Bookrunner & Joint Lead Manager
February 2018
Jiayuan International
US$100mm 2yr Senior Bond OfferingJoint Global Coordinator, Joint Bookrunner & Joint Lead Manager
September 2016
China Logistics Property Holdings
US$100mm 3yr Senior Bond OfferingJoint Global Coordinator, Joint Bookrunner & Joint Lead Manager
August 2017
ZJKF
US$92.8m 4.300% 3-Year Senior Bond Debut OfferingJoint Bookrunner and Joint Lead Manager
June 2021
Zhengzhou Zhongrui Industrial
USD$85mm 2yr USD Bond OfferingJoint Global Coordinator & Joint Bookrunner
March 2018
Tangshan Financial
US$50mm Senior Bond OfferingJoint Global Coordinator, Joint Bookrunner and Joint Lead Manager
September 2020
AMTD Group
US$50mm Re-tap 3yr Bond OfferingJoint Global Coordinator, Joint Bookrunner & Lead Manager
March 2016
Hongkun Weiye Real Estate
US$40m Reopening of its outstanding US$110m 14.750% Senior BondsJoint Bookrunner & Joint Lead Manager
November 2019
Financial Advisory Service
Zhujiang Financial Leasing
US$60 million International Syndiate Loan provided by Asian Development BankSole Financial Advisor to Company
September 2017

Dianrong
Series D+ FinancingSole Financial Advisor to Company
August 2017